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FINRA Awards for Mark L. Thompson Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0251707/01/2009Claimant(s): Rosalin Rogers, George R. Joyce and Dorothy R. Joyce, Mark L. Thompson Trust
Claimant Lawyers(s): John Courtade
Respondent(s): United Securities Alliance.
Respondent Lawyers(s): Brenda N. Hight
Arbitrator(s): George H. Reeves, Suanne M. Parro, Federico C. Alvarez
Hearing Site: Denver, CO
Checkmark Icon$830,409

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