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FINRA Awards for CUSO Financial Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0288106/08/2022Claimant(s): John Holt
Claimant Lawyers(s): Joel M. Everest
Respondent(s): CUSO Financial Services, L.P.
Respondent Lawyers(s): Maria J. Seedner
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
18-0443309/03/2019Claimant(s): Richard Hall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): CUSO Financial Services, L.P.
Respondent Lawyers(s): Maria J. Seedner
Arbitrator(s): William W. Haskell
Hearing Site: Portland, OR
08-0041809/10/2008Claimant(s): David Hargreaves
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): CUSO Financial Services, L.P., Financial Network Investment Corporation
Respondent Lawyers(s): Jonathan A. Boynton, Stephen E. Csajaghy
Arbitrator(s): Richard M. Reider, Arthur E. Otten, Peter G. Bowen
Hearing Site: Denver, CO
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