Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02031 | 03/17/2020 | Claimant(s): Kurt Zipp Claimant Lawyers(s): Kurt W. Zipp Respondent(s): Waddell & Reed Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Carl E. Ver Beek Hearing Site: Milwaukee, WI | ||
| 19-00450 | 02/24/2020 | Claimant(s): Mary Hagen Claimant Lawyers(s): Mary Hagen Respondent(s): Steven Stillman Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Anthony J. Soukenik, Michael S. Jordan, Kim L. Kirn Hearing Site: St. Louis, MO |  | Dismissed by Rule 12206/12504 |
| 19-02840 | 12/30/2019 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): John Church Respondent Lawyers(s): John Dewey Church Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN | ||
| 19-01495 | 12/26/2019 | Claimant(s): Kimberly Ripoll Claimant Lawyers(s): Brian E. Bro Respondent(s): Francis O'Neill, RBC Capital Markets LLC Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Daniel J. Pagnano, Allan R. Lazor, Richard Roger Brewer Hearing Site: Houston, TX | ||
| 19-00472 | 11/04/2019 | Claimant(s): Eric Vogen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 18-03775 | 04/16/2019 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): Duncan Sandlin Respondent Lawyers(s): Duncan Tyrel Sandlin Arbitrator(s): John J. Fitzpatrick Hearing Site: Portland, OR | ||
| 18-01451 | 03/21/2019 | Claimant(s): Gallina Family Investments Claimant Lawyers(s): Charles W HIll Respondent(s): Wells Fargo Clearing Services, Nathan Hooker Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Stuart K. Furman, Earle J. Schwarz, Frank S. Cantrell Hearing Site: Memphis, TN | | $0 |
| 17-00016 | 06/05/2018 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): William Albin Respondent Lawyers(s): William Ferrell Albin Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA | ||
| 17-03056 | 03/28/2018 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): Leslie Slaughter Respondent Lawyers(s): Leslie Ann Slaughter Arbitrator(s): Gregory D. Hoffmann Hearing Site: Columbia, SC | ||
| 17-01270 | 11/20/2017 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): Roberto Montano Respondent Lawyers(s): Roberto Montano Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL |