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FINRA Awards for Eric Vogen

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0047211/04/2019Claimant(s): Eric Vogen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Lindsay E. Wuller
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
19-0047310/01/2019Claimant(s): Eric Vogen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC

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