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FINRA Awards for Kimberly Ripoll

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0175406/05/2023Claimant(s): Kimberly Ripoll
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX
19-0149512/26/2019Claimant(s): Kimberly Ripoll
Claimant Lawyers(s): Brian E. Bro
Respondent(s): Francis O'Neill, RBC Capital Markets LLC
Respondent Lawyers(s): Lindsay E. Wuller
Arbitrator(s): Daniel J. Pagnano, Allan R. Lazor, Richard Roger Brewer
Hearing Site: Houston, TX

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