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FINRA Awards for Richard Roger Brewer

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0093611/24/2020Claimant(s):
Claimant Lawyers(s):
Respondent(s): Robert Halder
Respondent Lawyers(s): Matthew R. Beatty
Arbitrator(s): Oren L. Connaway, Richard Roger Brewer, Stephen Neil Foster
Hearing Site: Houston, TX
19-0149512/26/2019Claimant(s): Kimberly Ripoll
Claimant Lawyers(s): Brian E. Bro
Respondent(s): Francis O'Neill, RBC Capital Markets LLC
Respondent Lawyers(s): Lindsay E. Wuller
Arbitrator(s): Daniel J. Pagnano, Allan R. Lazor, Richard Roger Brewer
Hearing Site: Houston, TX
10-0284012/05/2011Claimant(s): Estate of Jeanne Smith
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Dean J. Dietrich, W. Alex King, Richard Roger Brewer
Hearing Site: Nashville, TN
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