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FINRA Awards for Roberto Montano

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0111307/20/2018Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Shawn Fabian
Respondent(s): Roberto Montano
Respondent Lawyers(s): Roberto Montano
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
17-0127011/20/2017Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay E. Wuller
Respondent(s): Roberto Montano
Respondent Lawyers(s): Roberto Montano
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL

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