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FINRA Awards for Nathan J Schwartz

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0403606/26/2013Claimant(s): Pansy Yankey
Claimant Lawyers(s): Nathan J Schwartz
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Clint A. Corrie
Arbitrator(s): Phillip Lee Scheldt, Daniel A. Kile, Patricia B. Lehtola
Hearing Site: Dallas, TX
Checkmark IconExpungement

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