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FINRA Awards for Roy Strong

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0135210/28/2020Claimant(s): Roy Strong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): James F. Koehler
Arbitrator(s): Paul Lansing, Gregory G. Gocek, Keith Lorenzo Griffin
Hearing Site: Indianapolis, IN
18-0433008/16/2019Claimant(s): Roy Strong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): CFD Investments.
Respondent Lawyers(s): Matthew Bahrenburg
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Indianapolis, IN
17-0301107/23/2018Claimant(s): Roy Strong
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Indianapolis, IN

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