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FINRA Awards for Michael Matthews

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0071811/10/2020Claimant(s): Michael Matthews
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
17-0099707/17/2018Claimant(s): John Williams
Claimant Lawyers(s): Ann K. Sullivan
Respondent(s): Mark Stanley, Michael Matthews, Next Financial Group.
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Robert H. Putnam, Gordon M. Wase, Donald B. Katz
Hearing Site: Norfolk, VA
Checkmark Icon$60,000

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