Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00997 | 07/17/2018 | Claimant(s): John Williams Claimant Lawyers(s): Ann K. Sullivan Respondent(s): Mark Stanley, Michael Matthews, Next Financial Group. Respondent Lawyers(s): Todd Ratner Arbitrator(s): Robert H. Putnam, Gordon M. Wase, Donald B. Katz Hearing Site: Norfolk, VA |  | $60,000 |
| 13-02047 | 06/10/2015 | Claimant(s): Linnea Sams, Linnea B. Sams Revocable Living Trust Claimant Lawyers(s): Kalju Nekvasil Respondent(s): National Securities Corporation, Louis Rogers Respondent Lawyers(s): Todd Ratner Arbitrator(s): Robert S. Zuckerman, Donald B. Katz, Michael Andrew Glasser Hearing Site: Norfolk, VA | | Expungement |
| 11-01012 | 12/27/2011 | Claimant(s): John Francesconi Claimant Lawyers(s): John Francesconi Respondent(s): James Johnson Respondent Lawyers(s): James C. Cosby Arbitrator(s): Paul Davis Pearlstein, Stephan Paul Carrier, Donald B. Katz Hearing Site: Richmond, VA | | $0 |