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FINRA Awards for Presidential Brokerage.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0257708/10/2023Claimant(s): K&S Trust
Claimant Lawyers(s): Gary Menzer
Respondent(s): Daniel Lempe, Presidential Brokerage.
Respondent Lawyers(s): Gary Nemer, Scott Holcomb
Arbitrator(s): Charles G. Michaels, Mary C. Davis, Nicole Green
Hearing Site: Denver, CO
Checkmark Icon$0
19-0069112/04/2019Claimant(s): Bonnie Hatten, Karen Robinson, Richard Bloom, Richard Hatten, Bloom Energy., BB Cove
Claimant Lawyers(s): Michael A. Rollin
Respondent(s): Gregory Williams, Presidential Brokerage.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Tina Alison Davis, Brian Luther, Nicholas Jay Dale
Hearing Site: Denver, CO
Checkmark Icon$45,818
14-0181509/28/2015Claimant(s): Carl Jensen, Sidmar, Washington Park Office Center 13
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Presidential Brokerage.
Respondent Lawyers(s): Stuart N. Bennett
Arbitrator(s): Steven Meyrich, Thomas R. Bromberg, Henry Eric Peitz
Hearing Site: Denver, CO
Checkmark Icon$654,100
10-0446411/02/2011Claimant(s): Jeffrey Jankowski
Claimant Lawyers(s): Jeffrey Joseph Jankowski
Respondent(s): Anthony Campen, Daniel Lempe, Presidential Brokerage.
Respondent Lawyers(s): Anthony J. Campen
Arbitrator(s): Gerhard L. Schopen
Hearing Site: Denver, CO

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