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FINRA Awards for Roy Tonning

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0281809/27/2023Claimant(s): Christopher Aitken, Roy Tonning
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL

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