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FINRA Awards for Summit Brokerage Service.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0072909/24/2024Claimant(s): Christopher Scalese
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Summit Brokerage Service., Kestra Investment Services, Midsouth Capital.
Respondent Lawyers(s): David Feldstein, Lydia R. Zaidman, Ronald J. Bateh
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
23-0119503/04/2024Claimant(s): Daniel Southworth
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Summit Brokerage Service.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gayle B. Carlson
Hearing Site: Jacksonville, FL
22-0038609/29/2022Claimant(s): Thomas Massebeau
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Service.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL

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