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FINRA Awards for Steven Zerbarini

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0271501/05/2016Claimant(s): Morgan Stanley, Morgan Stanley Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Otto Walter
Respondent Lawyers(s): W. Andrew Clayton
Arbitrator(s): Mimi B. Osiason, Jack A. Helms, Steven Zerbarini
Hearing Site: Tampa, FL
08-0369610/22/2009Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): John Fletcher
Respondent Lawyers(s): John Fletcher
Arbitrator(s): Frank J. DeStefano, Harry C. Treber, Steven Zerbarini
Hearing Site: Tampa, FL

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