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FINRA Awards for David Olson

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0149011/14/2017Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): David Olson
Respondent Lawyers(s): David Warren Olson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
13-0339704/28/2015Claimant(s): David Olson
Claimant Lawyers(s): William Keith Watanabe
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Jeffrey A. Sonshine, Howard D. Jacob, Evan L. Gordon
Hearing Site: New York, NY
11-0051708/17/2012Claimant(s): David Olson
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Thomas Fife, Associated Securities Corp.
Respondent Lawyers(s): David S. Markun
Arbitrator(s): Benjamin F. Breslauer, Robert F. Saint-Aubin, Alfred S. Samulon
Hearing Site: Los Angeles, CA
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