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FINRA Awards for Alfred S. Samulon

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0051708/17/2012Claimant(s): David Olson
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Thomas Fife, Associated Securities Corp.
Respondent Lawyers(s): David S. Markun
Arbitrator(s): Benjamin F. Breslauer, Robert F. Saint-Aubin, Alfred S. Samulon
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
09-0059304/09/2010Claimant(s): Lois Lovins
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lisa M. Bertain
Arbitrator(s): Elizabeth A. Copley, Glen W. Hanne, Alfred S. Samulon
Hearing Site: Los Angeles, CA

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