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FINRA Awards for Peter Wheeler

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0045305/22/2024Claimant(s): Nathan Oeming
Claimant Lawyers(s): Nathan Oeming
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Peter Khalil
Hearing Site: Portland, OR
22-0125012/08/2022Claimant(s): Richard Grund
Claimant Lawyers(s): Brian Luther
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Layne Verebay, Eric Mealus
Hearing Site: Boca Raton, FL
20-0389012/22/2021Claimant(s): Shawn Maloney
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Josian Antoine
Hearing Site: Albany, NY
20-0057110/01/2020Claimant(s): Scott Biestek
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
19-0193706/22/2020Claimant(s): Suzanne Banzet
Claimant Lawyers(s): D. Stuart Punger
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Mary E. Woytek, Marie Paulette Levine, Stephen Edwin Anderson
Hearing Site: Charlotte, NC
19-0021511/05/2019Claimant(s): Kenneth Ancell
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
19-0020510/02/2019Claimant(s): Matthew Campbell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler, Vice Chairman
Arbitrator(s): Gerald W. Hepp
Hearing Site: Cleveland, OH
17-0293505/03/2018Claimant(s): Rebecca Kennell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ

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