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FINRA Awards for Richard Grund

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0125012/08/2022Claimant(s): Richard Grund
Claimant Lawyers(s): Brian Luther
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Layne Verebay, Eric Mealus
Hearing Site: Boca Raton, FL

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