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FINRA Awards for D. Stuart Punger

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0193706/22/2020Claimant(s): Suzanne Banzet
Claimant Lawyers(s): D. Stuart Punger
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Mary E. Woytek, Marie Paulette Levine, Stephen Edwin Anderson
Hearing Site: Charlotte, NC

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