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FINRA Awards for Steven G. Leventhal

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0148106/10/2010Claimant(s): C. Albert Parente and Julia Parente
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Steven G. Leventhal
Arbitrator(s): Pamela H. Roderick, William P. Laino, Judith C. Greene
Hearing Site: New York, NY
Checkmark Icon$0
07-0231605/26/2010Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Steven G. Leventhal
Respondent(s): Azam Baroukhiam
Respondent Lawyers(s): Azam F. Baroukhiam
Arbitrator(s): Aaron Friedman, Martin A. Edelstein, Alan Gradzki
Hearing Site: New York, NY
Checkmark Icon$27,900
09-0189302/04/2010Claimant(s): Carol Belinkie
Claimant Lawyers(s): Carol I. Belinkie
Respondent(s): Thomas Hill
Respondent Lawyers(s): Steven G. Leventhal
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
Checkmark IconExpungement
08-0427108/05/2009Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Steven G. Leventhal
Respondent(s): Marvin Wolfman
Respondent Lawyers(s): Marvin I. Wolfman
Arbitrator(s): Linda Ashley
Hearing Site: New York, NY
Checkmark Icon$0
08-0021802/10/2009Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Steven G. Leventhal
Respondent(s): Saul Kaminsky
Respondent Lawyers(s): Saul Kaminsky
Arbitrator(s): Lowell D. Johnston
Hearing Site: New York, NY
Checkmark Icon$0

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