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FINRA Awards for R. Keith Butterfield

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0400304/13/2010Claimant(s): Colleen M. Tirio, IRA, Ronald C. Tirio
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Bennett A. Hall, R. Keith Butterfield, Charles Franklin Willson
Hearing Site: Hartford, CT
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