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FINRA Awards for John Benjamin Carroll

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0227309/16/2016Claimant(s): Melissa Glisson, Timothy Glisson
Claimant Lawyers(s): John Benjamin Carroll
Respondent(s): John Wolle
Respondent Lawyers(s): John Fredrick Wolle
Arbitrator(s): Michael J. Meeusen
Hearing Site: Syracuse, NY
Checkmark Icon$86,485
14-0045512/05/2014Claimant(s): Michael Petrocci, Palema Petrocci
Claimant Lawyers(s): John Benjamin Carroll
Respondent(s): Wells Fargo Advisors, Clive Buchan, Raymond Patraw
Respondent Lawyers(s): William S. Port
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Syracuse, NY
Checkmark Icon$866
09-0139211/15/2011Claimant(s): Debra D' Antonio, Est. of Betty J. Miller by Debra D'Anton
Claimant Lawyers(s): John Benjamin Carroll
Respondent(s): Phillips Smith, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): David Buch, Nino Armienti, Jennifer L. Bliss
Hearing Site: Rochester, NY
Checkmark Icon$0

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