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FINRA Awards for Est. of Betty J. Miller by Debra D'Anton

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0139211/15/2011Claimant(s): Debra D' Antonio, Est. of Betty J. Miller by Debra D'Anton
Claimant Lawyers(s): John Benjamin Carroll
Respondent(s): Phillips Smith, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): David Buch, Nino Armienti, Jennifer L. Bliss
Hearing Site: Rochester, NY
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