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FINRA Awards for Clive Buchan

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0440710/07/2019Claimant(s): Clive Buchan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s):
Hearing Site: Syracuse, NY
14-0045512/05/2014Claimant(s): Michael Petrocci, Palema Petrocci
Claimant Lawyers(s): John Benjamin Carroll
Respondent(s): Wells Fargo Advisors, Clive Buchan, Raymond Patraw
Respondent Lawyers(s): William S. Port
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Syracuse, NY
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