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FINRA Awards for Heath Grossman

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0008907/18/2022Claimant(s): Heath Grossman
Claimant Lawyers(s): Steven Feldman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
21-0277405/03/2022Claimant(s): Heath Grossman
Claimant Lawyers(s): Steven D. Feldman
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley
Arbitrator(s): Thomas M. Madden
Hearing Site: Hartford, CT

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