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FINRA Awards for Alexander B Rubin

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0190402/04/2022Claimant(s): Robert Funk
Claimant Lawyers(s): James P. Galvin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Abe I. Borenstein, Robert E. Anderson, Alexander B Rubin
Hearing Site: New York, NY

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