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FINRA Awards for Samuel F.B. Audley

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0141904/05/2024Claimant(s): Thomas Mccausland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC
Respondent Lawyers(s): Adam M. Kauff, Samuel F.B. Audley
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ

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