| 20-03995 | 10/27/2021 | Claimant(s): Michael Williams
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): Brian Shambo, Daniel Markow, Kyle Morgan, Merrill Lynch Pierce Fenner & Smith Inc., Thomas Nelson
Respondent Lawyers(s): Rachael Luken Carp
Arbitrator(s): Lawrence Alan Saichek, Will Murphy, Magda M. Fernandez Torres
Hearing Site: Boca Raton, FL
| | |
| 19-02820 | 11/11/2020 | Claimant(s): Stanley & Millicent Barasch Living Trust
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Crystal Bay Securities.
Respondent Lawyers(s): Rafael Golan
Arbitrator(s): Rosemarie Ann Jannuzzi, Robert J. Buchner, Magda M. Fernandez Torres
Hearing Site: Boca Raton, FL
|  | $1,351,180 |
| 18-02391 | 11/25/2019 | Claimant(s): Iraida Nigaglioni
Claimant Lawyers(s): Eric Quetglas Jordan
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Daniel R. Korb, Roberto C. Quinones
Arbitrator(s): Eric Spencer Buchanan, Robert Stewart Barney, Magda M. Fernandez Torres
Hearing Site: San Juan, PR
| | $215,738 |
| 15-00168 | 08/24/2015 | Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Gerald Silverman, Yarie Socorro Comas, Magda M. Fernandez Torres
Hearing Site: San Juan, PR
| | |
