Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03476 | 05/16/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barny Notes Holding Claimant Lawyers(s): Patrick G. King Respondent(s): Michael Smith Respondent Lawyers(s): Aaron A. Wernick Arbitrator(s): Marc T. Danon, Bruce M. Alster, Robert J. Buchner Hearing Site: Boca Raton, FL | ||
| 14-02075 | 07/17/2015 | Claimant(s): Carole Smith, Michael Smith, NNN Parkway Corporate Plaza 10 Claimant Lawyers(s): Kenneth J. Catanzarite Respondent(s): John Notman, Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): John Shaw Notman, Nicole Lomibao Arbitrator(s): William Ziering, Carol Ann Jensen, Arocles Aguilar Hearing Site: San Francisco, CA |  | Dismissed by Rule 12206 |
| 07-01366 | 11/28/2007 | Claimant(s): Michael Smith Claimant Lawyers(s): Michael J. Smith Respondent(s): A.G. Edwards & Sons., Wayne Watson Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): James A. Hayes Hearing Site: Kansas City, MO | | $75 |