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FINRA Awards for Wayne Watson

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0136611/28/2007Claimant(s): Michael Smith
Claimant Lawyers(s): Michael J. Smith
Respondent(s): A.G. Edwards & Sons., Wayne Watson
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James A. Hayes
Hearing Site: Kansas City, MO
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