| 14-01439 | 02/28/2018 | Claimant(s): Mary Anderson, William Anderson, A.M. Anderson Properties, L.C., Anderson Properties., NNN Parkway Corporate Plaza 21, Mark Anderson Properties
Claimant Lawyers(s): Steven V. Hunter
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Paul D. Gamez
Arbitrator(s): Donald N. Tolin, Verne R. Gray, Alain Frecon
Hearing Site: Des Moines, IA
|  | Dismissed by Rule 12206 |
| 12-00351 | 04/23/2013 | Claimant(s): David Sandwith, Susan Crader, Perpetual Asset Shield Trust FBO Crader, Perpetual Asset ShieldTrust FBO Sandwith, US Life Fund FBO David A. Sandwith, US Life Fund FBO Susan Sandwith Crader
Claimant Lawyers(s): Lawrence R. Cock
Respondent(s): Brian Decker, James Black, Teri Weigel, Absolute Return Solutions., Pacific West Financial Consultants., Pacific West Securities., USA Financial Securities Corporation
Respondent Lawyers(s): Brian James Decker, Chance Hodges, Chris R. Youtzorate Officer, Gregory M. Kilby, James Leroy Black
Arbitrator(s): William W. Anderson, Laurie E. Law, Stephen E. DeForest
Hearing Site: Seattle, WA
| | Expungement |
| 10-03477 | 10/20/2011 | Claimant(s): Third Andresen
Claimant Lawyers(s): Third H. Andresen
Respondent(s): Jon Elayda, The Investment Center.
Respondent Lawyers(s): Jon Nguyen Elayda, Peter B. Wells
Arbitrator(s): William W. Anderson, G. E. Craig Doupe, Lawrence R. Mills
Hearing Site: Seattle, WA
| | $0 |
| 09-01554 | 12/07/2009 | Claimant(s): Philip and Sara Linwick Comm. Property
Claimant Lawyers(s): Andrew J. Kinstler
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): David L. Young
Arbitrator(s): William W. Anderson, Melvyn Jay Simburg, Roy J. Moceri
Hearing Site: Seattle, WA
| | $40,225 |
