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FINRA Awards for August M. Lorio

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0065910/13/2014Claimant(s): Leonardo Llames
Claimant Lawyers(s): August M. Lorio
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Seymour A. Kolman
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
12-0081312/20/2013Claimant(s): Gary Moye, Joel Vanblerkom
Claimant Lawyers(s): August M. Lorio
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William Montgomery
Arbitrator(s): Bernard A. Friedman, Mary Lou McGanney, John Caracciolo
Hearing Site: New York, NY
Checkmark IconExpungement

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