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FINRA Awards for William J. Mosley IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0319902/09/2018Claimant(s): William J. Mosley IRA, William J. Mosley & Karen Mosley JT/WROS
Claimant Lawyers(s): Christopher E. Geotes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Thomas A. Martin, Maryanne M. Esser, Cara Elizabeth Carlson
Hearing Site: Houston, TX
Checkmark Icon$254,250

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