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FINRA Awards for Ralph C. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0266202/05/2018Claimant(s): Michael T. Fant
Claimant Lawyers(s): Devin Bone
Respondent(s): Trade-PMR Inc.
Respondent Lawyers(s): Dominique E. Heller
Arbitrator(s): Tracy L. Allen, Ralph C. Smith, Dale Frederick Feigley
Hearing Site: Detroit, MI

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