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FINRA Awards for Alexander Myers

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0202508/03/2015Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): John Pritchard
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Andrew J. Spurgeon, Michael Lau, Alexander Myers
Hearing Site: Boca Raton, FL
11-0044312/12/2012Claimant(s): Hugo R. Scala Jr. Rollover IRA, Scala Family Limited Partnership, Hugo R Scala Gift Trust DTD 12/23/1966, Hugo R. Scala Jr. Trust DTD 7/28/03
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Charles Hoffman, David E. Mowry, Alexander Myers
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
08-0357103/05/2010Claimant(s): David Solger, Jimmy Ackerman, Judith Solger
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Robert Dokken
Respondent Lawyers(s): Robert S. Dokken
Arbitrator(s): Edith N. Dinneen, Linda L. Busby, Alexander Myers
Hearing Site: Tampa, FL
Checkmark Icon$191,590

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