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FINRA Awards for Stockcross Financial Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0227903/14/2014Claimant(s): Henry & Layla Steelman Family Trust
Claimant Lawyers(s): Henry Steelman
Respondent(s): Monte Traficante, Stockcross Financial Services.
Respondent Lawyers(s): Chris Albanese
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
08-0187909/02/2011Claimant(s): Empire Financial Group.
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Hernando Cortes, James Matthew, Jason Sharfstein, John Kelly, Kevin O'Halloran, Robert Gaeta, Steven Rabinovici, Todd Zuckerbrod, Stockcross Financial Services., The Estate of Gerard Mastrianni
Respondent Lawyers(s): George Brunelle, J. Christopher Albanese, Martin H. Kaplan, Michael P. Gilmore, Todd A. Zuckerbrod
Arbitrator(s): Marc T. Danon, Stuart S. Billington, Jack A. Helms
Hearing Site: Orlando, FL
09-0151212/21/2009Claimant(s): David Wolfson Living Trust UAD 4/2/90
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Peter Boorn, Thomas Cooper, Stockcross Financial Services.
Respondent Lawyers(s): George H. Kupper
Arbitrator(s): John B. Wells, Herbert Murez, Thomas R. Watkins
Hearing Site: Los Angeles, CA
Checkmark Icon$1,661,200

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