Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02210 | 03/10/2021 | Claimant(s): Beverly Ketel Claimant Lawyers(s): Beverly Marie Ketel Respondent(s): Citizens Securities. Respondent Lawyers(s): William K. Wray Arbitrator(s): Patricia Gatto Hechavarria Hearing Site: Manchester, NH |  | Expungement |
| 14-01552 | 06/08/2015 | Claimant(s): Cindy-Marie Rogers Claimant Lawyers(s): Robert J. Pearl Respondent(s): Joan Norton, Ausdal Financial Partners. Respondent Lawyers(s): Jeffrey S. McAllister Arbitrator(s): Patricia Gatto Hechavarria, Jeffrey P. Petrucelly, Lisette C. Smith Hearing Site: Boston, MA | | $1,250,800 |
| 07-03221 | 03/18/2009 | Claimant(s): Michael Vanin Claimant Lawyers(s): Valerie S. Carter Respondent(s): Wachovia Securities, Prudential Equity Group Respondent Lawyers(s): Barry J. Miller, Thomas J. Kavaler Arbitrator(s): Gerald H. Powers, Patricia Gatto Hechavarria, Evalyn Lipton Fishbein Hearing Site: Boston, MA |