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FINRA Awards for Lisette C. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0155206/08/2015Claimant(s): Cindy-Marie Rogers
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Joan Norton, Ausdal Financial Partners.
Respondent Lawyers(s): Jeffrey S. McAllister
Arbitrator(s): Patricia Gatto Hechavarria, Jeffrey P. Petrucelly, Lisette C. Smith
Hearing Site: Boston, MA
Checkmark Icon$1,250,800

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