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FINRA Awards for Thomas Hand

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0014411/22/2013Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph Keenan
Respondent(s): Thomas Hand
Respondent Lawyers(s): Thomas Alexander Hand
Arbitrator(s): Kevin J Mulrey, Jeffrey P. Petrucelly, Arthur Thomas Carr
Hearing Site: Boston, MA

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