Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02354 | 11/13/2024 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Neil S. Baritz Respondent(s): Mario Rivero Respondent Lawyers(s): Mario Everildo Rivero Arbitrator(s): Michael H DuBoff, Kenneth J. Horowitz, Julian Stapleford Hearing Site: Jersey City, NJ | ||
| 24-00229 | 11/01/2024 | Claimant(s): Christopher Allen Claimant Lawyers(s): Peter Lindholm Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Kenneth J. Horowitz Hearing Site: Jersey City, NJ | ||
| 23-02839 | 05/21/2024 | Claimant(s): Shaun Stein Claimant Lawyers(s): Brian Luther Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kenneth J. Horowitz Hearing Site: Jersey City, NJ |