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FINRA Awards for Kenneth J. Horowitz

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0283905/21/2024Claimant(s): Shaun Stein
Claimant Lawyers(s): Brian Luther
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Jersey City, NJ

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