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FINRA Awards for Richard H. Potter

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0249911/30/2023Claimant(s): Arnold Key, Stephanie Hicks, Susan Tilley, Michael Atkins, Frances Atkins' Estate, Stephanie Hicks IRA
Claimant Lawyers(s): Matt E. Wolper
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): C Marcus Harris, Richard H. Potter, John Russell Barlow
Hearing Site: Charlotte, NC
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