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FINRA Awards for Arthur F. Dewsberry

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0118608/31/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes FA
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): David Luetkemeyer
Respondent Lawyers(s): David Patrick Luetkemeyer
Arbitrator(s): Roland Pera, Arthur F. Dewsberry, Murray S. Levin
Hearing Site: Kansas City, MO
08-0157403/20/2009Claimant(s): Patricia Turner
Claimant Lawyers(s): Jason M. Kueser
Respondent(s): Glenn Graepel, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): John E. Sundeen, Arthur F. Dewsberry, John R. Loss
Hearing Site: Kansas City, MO
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