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FINRA Awards for Todd Simon

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0710809/08/2011Claimant(s): Todd Simon
Claimant Lawyers(s): Diane A. Nygaard
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Bruce Keplinger, Thomas J. Pleiss, James Edward Nash
Hearing Site: Omaha, NE
Checkmark Icon$290,625

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