Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02765 | 05/16/2017 | Claimant(s): Sally Amer Claimant Lawyers(s): Aaron Romney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 14-01061 | 02/23/2016 | Claimant(s): Rochdale Securities LLC Claimant Lawyers(s): Aaron Romney Respondent(s): Daniel Crowley, Pershing LLC Respondent Lawyers(s): Christopher J. Major, Daniel R. Korb Arbitrator(s): Paul Bennett Marrow, Michele S. Riley, Raymond A. Urci Hearing Site: New York, NY |