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FINRA Awards for L. James Reese Revocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0145212/17/2009Claimant(s): L. James Reese Revocable Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Melford V. McCormick, David B. Lacks, Michael A. Kleinman
Hearing Site: Kansas City, MO
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