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FINRA Awards for Thomas Clark

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0246003/25/2021Claimant(s): Thomas Clark
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): E.F. Hutton & Company., Lehman Brothers Inc
Respondent Lawyers(s): Edward Turan, Thomas E. Hommel
Arbitrator(s): Kelli J. Jareaux
Hearing Site: Washington, DC
19-0110211/21/2019Claimant(s): Thomas Clark
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
16-0010009/12/2017Claimant(s): E. Clark
Claimant Lawyers(s): Thomas Clark
Respondent(s): John Francis, Maureen Bryan-Furgurson, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Howard R. Melamed, Tara A. LaClair, Thomas B. Snyder
Arbitrator(s): Peter H. Daly, Dean J. Dietrich, Marvin L. Watkins
Hearing Site: San Francisco, CA
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