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FINRA Awards for Leon G. Mackey

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0525510/18/2010Claimant(s): Raymond Cole
Claimant Lawyers(s): William J. Gladden
Respondent(s): Douglas Cochran, Morgan Stanley & Co.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): Leon G. Mackey, Patricia G. Parthe, Richard D. Fincher
Hearing Site: Phoenix, AZ
Checkmark Icon$270,600
08-0416602/12/2010Claimant(s): John Hepler, Viola Hepler, Hepler Joint Tenant Survivorship
Claimant Lawyers(s): Anthony B. Bingham
Respondent(s): Gary Capra, John Astori
Respondent Lawyers(s): John C. Legutki, John Astori
Arbitrator(s): I. Douglas Dunipace, Leon G. Mackey, Pamela M. Katzenberg
Hearing Site: Phoenix, AZ
Checkmark Icon$101,000

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