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FINRA Awards for James Wick

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0120703/16/2015Claimant(s): James Wick
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Thomas A. Peterson, Patricia G. Parthe, Louis M. Parker
Hearing Site: Phoenix, AZ
Checkmark IconExpungement

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