| 19-02271 | 10/16/2020 | Claimant(s): June Glover
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Abigail Elrod, Jeffery D. Rodgers, Jr., Regina Pepe Martorana
Arbitrator(s): Jeffrey M. Bain, Jane Tam, Anthony Cipiti
Hearing Site: Charleston, WV
|  | Settlement |
| 17-03263 | 04/15/2019 | Claimant(s): Richard Scott
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): WesBanco Securities.
Respondent Lawyers(s): Jeffery D. Kaiser
Arbitrator(s): Susan M. Thevenet, Mary Kathleen Coleman, Peter Mark Elish
Hearing Site: Pittsburgh, PA
| | Expungement |
| 12-02924 | 03/27/2014 | Claimant(s): Ruth Saldanha
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): Raymond James Financial Services., Todd Dudley
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Charles D. Underwood
Hearing Site: Charleston, WV
| | Expungement |
| 10-02569 | 07/26/2011 | Claimant(s): William Jones
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Frank C. Fogl
Hearing Site: Charleston, WV
| | Expungement |
| 10-01465 | 05/02/2011 | Claimant(s): Dolores Keener
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): David Arthur, Geneos Wealth Management., Investors Financial Advisors.
Respondent Lawyers(s): John O. Easton
Arbitrator(s): Donald B. Vaden, Alex H. Keller, John G. Byrd
Hearing Site: Charleston, WV
| | $0 |
| 09-02513 | 12/21/2009 | Claimant(s): Sherry Elschlager, Terry Elschlager
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Henry G. Plaster
Hearing Site: Charleston, WV
| | $50,000 |
